|
|
Choice of innovation type for China's industrial green transformation under environmental regulation |
Haiying LIU(),Xianzhe CAI |
School of Maritime Economics and Management, Dalian Maritime University, Dalian 116026, China |
|
|
Abstract A super-efficient SBM model including non-desired outputs was used to measure industrial environmental efficiency in 30 Chinese provinces from 2008 to 2020 in order to solve the problem of how industrial enterprises can pick appropriate green technology innovations to accomplish industrial green transformation under the background of strict environmental regulations. The efficiency was used to characterize the level of industrial green transformation. A panel threshold model was used to explore the mechanism of the impact of different green technology innovations on industrial green transformation under different environmental regulation intensities. Results show that China's industrial environmental efficiency fluctuates and rises from 2008 to 2020 as a whole, and the efficiency gap between regions shows a slightly decreasing trend. The environmental impacts of various green technology innovations significantly differ, among which process-oriented green technology innovations emphasizing on processes and products is the key to achieving industrial green transformation. The positive environmental effect of process-oriented green technology innovation increases, while the negative environmental effect of result-oriented green technology innovation decreases as environmental regulations become more stringent.
|
Received: 28 February 2023
Published: 07 November 2023
|
|
Fund: 国家社会科学基金资助项目(20BJY102) |
环境规制下中国工业绿色转型的创新类型选择
为了解决严格环境规制背景下工业企业如何选择适宜的绿色技术创新类型来实现工业绿色转型的问题,采用包含非期望产出的超效率与基于松弛值测算(SBM)相结合的SBM模型,测算中国30个省份2008—2020年的工业环境效率,以该效率表征工业绿色转型水平. 通过面板门槛模型,探究不同环境规制强度下绿色技术创新类型对工业绿色转型的影响机理. 结果表明,整体上,2008—2020年中国工业环境效率处于波动上升态势,区域间的效率差距整体上呈微幅减小的趋势. 不同绿色技术创新的环境效应存在显著差异,其中强调工艺和产品的过程导向型绿色技术创新是实现工业绿色转型的关键. 随着环境规制强度的加大,过程导向型绿色技术创新的正向环境效应会加大,结果导向型绿色技术创新的负向环境效应会降低.
关键词:
绿色技术创新,
环境规制,
工业绿色转型,
超效率SBM模型,
面板门槛模型
|
|
[1] |
陈诗一 中国的绿色工业革命: 基于环境全要素生产率视角的解释(1980—2008)[J]. 经济研究, 2010, 45 (11): 21- 34 CHEN Shiyi Green industrial revolution in China: a perspective from the change of environmental total factor productivity[J]. Economic Research Journal, 2010, 45 (11): 21- 34
|
|
|
[2] |
XIE W C, YAN T H, XIA S M, et al Innovation or introduction? the impact of technological progress sources on industrial green transformation of resource-based cities in China[J]. Frontiers in Energy Research, 2020, 8: 598141
doi: 10.3389/fenrg.2020.598141
|
|
|
[3] |
刘海英, 蔡先哲 推进“双碳”目标下生态文明建设的创新发展[J]. 新视野, 2022, 39 (5): 121- 128 LIU Haiying, CAI Xianzhe Promote the innovative development of ecological civilization construction under the goal of “Double Carbon”[J]. Expanding Horizons, 2022, 39 (5): 121- 128
doi: 10.3969/j.issn.1006-0138.2022.05.017
|
|
|
[4] |
李斌, 彭星, 欧阳铭珂 环境规制、绿色全要素生产率与中国工业发展方式转变: 基于36个工业行业数据的实证研究[J]. 中国工业经济, 2013, (4): 56- 68 LI Bin, PENG Xing, OUYANG Mingke Environmental regulation, green total factor productivity and the transformation of China’s industrial development mode: analysis based on data of China’s 36 industries[J]. China Industrial Economics, 2013, (4): 56- 68
doi: 10.19581/j.cnki.ciejournal.2013.04.005
|
|
|
[5] |
申晨, 李胜兰, 黄亮雄 异质性环境规制对中国工业绿色转型的影响机理研究[J]. 南开经济研究, 2018, 34 (5): 95- 114 SHEN Chen, LI Shenglan, HUANG Liangxiong Different types of environmental regulation and the green transformation of Chinese industry: path selection and mechanism analysis[J]. Nankai Economic Studies, 2018, 34 (5): 95- 114
doi: 10.14116/j.nkes.2018.05.006
|
|
|
[6] |
于连超, 张卫国, 毕茜 环境税对企业绿色转型的倒逼效应研究[J]. 中国人口·资源与环境, 2019, 29 (7): 112- 120 YU Lianchao, ZHANG Weiguo, BI Qian The study on the backward forcing effect of environmental tax on corporate green transformation[J]. China Population, Resources and Environment, 2019, 29 (7): 112- 120
|
|
|
[7] |
王勇, 刘厚莲 中国工业绿色转型的减排效应及污染治理投入的影响[J]. 经济评论, 2015, 36 (4): 17- 30 WANG Yong, LIU Houlian The abatement effect of China's industrial green transformation and the impact of pollution control investment[J]. Economic Review, 2015, 36 (4): 17- 30
doi: 10.19361/j.er.2015.04.002
|
|
|
[8] |
杨莉莎, 朱俊鹏, 贾智杰 中国碳减排实现的影响因素和当前挑战[J]. 经济研究, 2019, 54 (11): 118- 132 YANG Lisha, ZHU Junpeng, JIA Zhijie Influencing factors and current challenges of CO2 emission reduction in China: a perspective based on technological progress [J]. Economic Research Journal, 2019, 54 (11): 118- 132
|
|
|
[9] |
SHEN Z, BOUSSEMART J, LELEU H Aggregate green productivity growth in OECD’s countries[J]. International Journal of Production Economics, 2017, 189: 30- 39
doi: 10.1016/j.ijpe.2017.04.007
|
|
|
[10] |
时乐乐, 赵军 环境规制、技术创新与产业结构升级[J]. 科研管理, 2018, 39 (1): 119- 125 SHI Lele, ZHAO Jun Environmental regulation, technological innovation and industrial structure upgrading[J]. Science Research Management, 2018, 39 (1): 119- 125
doi: 10.19571/j.cnki.1000-2995.2018.01.013
|
|
|
[11] |
ZHAO Y, WANG S, ZHANG Z, et al Driving factors of carbon emissions embodied in China–US trade: a structural decomposition analysis[J]. Journal of Cleaner Production, 2016, 131: 678- 689
doi: 10.1016/j.jclepro.2016.04.114
|
|
|
[12] |
李兰冰, 李焕杰 技术创新、节能减排与城市绿色发展[J]. 软科学, 2021, 35 (11): 46- 51 LI Lanbing, LI Huanjie Technological innovation, energy conservation and emission reduction and urban green development[J]. Soft Science, 2021, 35 (11): 46- 51
doi: 10.13956/j.ss.1001-8409.2021.11.08
|
|
|
[13] |
PEGELS A, LUETKENHORST W Is Germany’s energy transition a case of successful green industrial policy? contrasting wind and solar PV[J]. Energy Policy, 2014, 74: 522- 534
doi: 10.1016/j.enpol.2014.06.031
|
|
|
[14] |
SONG M, WANG S, SUN J Environmental regulations, staff quality, green technology, R&D efficiency, and profit in manufacturing[J]. Technological Forecasting and Social Change, 2018, 133: 1- 14
doi: 10.1016/j.techfore.2018.04.020
|
|
|
[15] |
黄庆华, 潘婷, 胡江峰 环境约束下中国工业技术进步方向识别及影响因素[J]. 中国人口·资源与环境, 2022, 32 (6): 123- 135 HUANG Qinghua, PAN Ting, HU Jiangfeng Identification and influencing factors of China's industrial technology progress direction under environmental constraints[J]. China Population, Resources and Environment, 2022, 32 (6): 123- 135
|
|
|
[16] |
XU L, FAN M T, YANG L L, et al Heterogeneous green innovations and carbon emission performance: evidence at China’s city level[J]. Energy Economics, 2021, 99: 105269
doi: 10.1016/j.eneco.2021.105269
|
|
|
[17] |
汪明月, 李颖明, 王子彤 工业企业不同类型绿色技术创新内在关联与绩效传导路径[J]. 资源科学, 2021, 43 (8): 1534- 1548 WANG Mingyue, LI Yingming, WANG Zitong Relationship and performance transmission paths of different types of green technology innovation in industrial enterprises[J]. Resources Science, 2021, 43 (8): 1534- 1548
doi: 10.18402/resci.2021.08.03
|
|
|
[18] |
PORTER M E, CLASS V D L Toward a new conception of the environment competitiveness relationship[J]. The Journal of Economic Perspectives, 1995, 9 (4): 97- 118
doi: 10.1257/jep.9.4.97
|
|
|
[19] |
商波, 杜星宇, 黄涛珍 基于市场激励型的环境规制与企业绿色技术创新模式选择[J]. 软科学, 2021, 35 (5): 78- 84 SHANG Bo, DU Xingyu, HUANG Taozhen Market incentive-oriented environmental regulation and the pattern selection of enterprises’ green technology innovation[J]. Soft Science, 2021, 35 (5): 78- 84
doi: 10.13956/j.ss.1001-8409.2021.05.12
|
|
|
[20] |
KASSINIS G, VAFEAS N Stakeholder pressures and environmental performance[J]. Academy of Management Journal, 2006, 49 (1): 145- 159
doi: 10.5465/amj.2006.20785799
|
|
|
[21] |
KHAN S J, KAUR P, JABEEN F, et al Green process innovation: where we are and where we are going[J]. Business Strategy and the Environment, 2021, 30 (7): 3273- 3296
doi: 10.1002/bse.2802
|
|
|
[22] |
XIE R H, TEO T S H Green technology innovation, environmental externality, and the cleaner upgrading of industrial structure in China: considering the moderating effect of environmental regulation[J]. Technological Forecasting and Social Change, 2022, 184: 122020
doi: 10.1016/j.techfore.2022.122020
|
|
|
[23] |
HANSEN B E Threshold effects in non-dynamic panels: estimation, testing, and inference[J]. Journal of Econometrics, 1999, 93 (2): 345- 368
doi: 10.1016/S0304-4076(99)00025-1
|
|
|
[24] |
TANG M, WALSH G, LERNER D, et al Green innovation, managerial concern and firm performance: an empirical study[J]. Business Strategy and the Environment, 2018, 27 (1): 39- 51
doi: 10.1002/bse.1981
|
|
|
[25] |
徐成龙, 庄贵阳 环境规制下中国工业空间结构的动态演化及驱动因素[J]. 中国科技论坛, 2019, 35 (3): 53- 60 XU Chenglong, ZHUANG Guiyang Dynamic evolution and driving factors of industrial spatial structure under environmental regulation in China[J]. Forum on Science and Technology in China, 2019, 35 (3): 53- 60
doi: 10.13580/j.cnki.fstc.2019.03.005
|
|
|
[26] |
安孟, 张诚, 朱冠平 环境规制强度提升了中国经济增长质量吗[J]. 统计与信息论坛, 2021, 36 (7): 87- 96 AN Meng, ZHANG Cheng, ZHU Guanping Does the intensity of environmental regulation improves the quality of China’s economic growth[J]. Journal of Statistics and Information, 2021, 36 (7): 87- 96
doi: 10.3969/j.issn.1007-3116.2021.07.009
|
|
|
[27] |
曾婧婧, 童文思 能源政策如何作用工业绿色经济发展[J]. 中国人口·资源与环境, 2018, 28 (12): 19- 28 ZENG Jingjing, TONG Wensi How do energy policies affect the development of industrial green economy[J]. China Population, Resources and Environment, 2018, 28 (12): 19- 28
|
|
|
[28] |
彭星, 李斌 不同类型环境规制下中国工业绿色转型问题研究[J]. 财经研究, 2016, 42 (7): 134- 144 PENG Xing, LI Bin On green industrial transformation in China under different types of environmental regulation[J]. Journal of Finance and Economics, 2016, 42 (7): 134- 144
doi: 10.16538/j.cnki.jfe.2016.07.012
|
|
|
[29] |
唐晓华, 刘相锋 能源强度与中国制造业产业结构优化实证[J]. 中国人口·资源与环境, 2016, 26 (10): 78- 85 TANG Xiaohua, LIU Xiangfeng Energy intensity and industrial structure optimization of China's manufacturing industry[J]. China Population, Resources and Environment, 2016, 26 (10): 78- 85
doi: 10.3969/j.issn.1002-2104.2016.10.010
|
|
|
[30] |
傅元海, 叶祥松, 王展祥 制造业结构变迁与经济增长效率提高[J]. 经济研究, 2016, 51 (8): 86- 100 FU Yuanhai, YE Xiangsong, WANG Zhanxiang Structure changes in manufacturing industry and efficiency improvement in economic growth[J]. Economic Research Journal, 2016, 51 (8): 86- 100
|
|
|
[31] |
张辽, 王俊杰 中国制造业两化融合水平测度及其收敛趋向分析: 基于工业信息化与信息工业化视角[J]. 中国科技论坛, 2018, 34 (5): 32- 40 ZHANG Liao, WANG Junjie Measurement on integration level of informatization and industrialization of China's manufacturing industry and its convergence trend[J]. Forum on Science and Technology in China, 2018, 34 (5): 32- 40
|
|
|
|
Viewed |
|
|
|
Full text
|
|
|
|
|
Abstract
|
|
|
|
|
Cited |
|
|
|
|
|
Shared |
|
|
|
|
|
Discussed |
|
|
|
|