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浙江大学学报(人文社会科学版)  2024, Vol. 54 Issue (5): 59-70    DOI: 10.3785/j.issn.1008-942X.CN33-6000/C.2022.11.148
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“法规引用标准”解释论
柳经纬
闽江学院 法学院,福建 福州 350108
An Explanation of the "Reference of Regulations to Standards": Centered on Keywords
Liu Jingwei
Law School, Minjiang University, Fuzhou 350108, China

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摘要 中共中央、国务院印发《国家标准化发展纲要》,提出要建立法规引用标准制度。准确把握法规引用标准的内涵,是构建法规引用标准制度的知识基础。结合我国标准化和立法的实际,从关键词入手对“法规引用标准”进行理论阐释,是准确把握这一新制度内涵的必要路径。“法规引用标准”中的“法规”应作广义的法律理解,包括法律、法规、规章和行政规范性文件等构成“法源”的规范性法律文件;“标准”是指标准化意义上的标准,包括《标准化法》规定的各类标准,在特定情况下也包括国际标准和外国标准;“引用”是标准间接实施的方式,其方法包括直接引用(“注日期引用”和“不注日期引用”)与间接引用,“强制性标准”也属于法规引用标准的一种情形。
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柳经纬
关键词 法规标准引用解释论    
Abstract:In October 2021, the Central Committee of the Communist Party of China and the State Council issued the National Standardization Development Outline, which proposed the establishment of a system for reference of regulations to standards. This is an institutional innovation. To build a foundation of theoretical knowledge of this new system, we need to accurately grasp its connotation. Combined with the current conditions of Chinese standardization and legislation, it is necessary to interpret the “reference of regulations to standards” with the key words from a theoretical perspective.The first key word, “regulations”, should not be narrowly interpreted as “administrative regulations and local regulations”, but should be interpreted as “law” in a broad sense, which includes laws, regulations (administrative regulations and local regulations), rules (State Council departmental rules and local governments rules) and all the other normative legal documents that act as the source of law, including the normative administrative documents, normative judicial interpretation, and the like. In the Chinese legislative practice, where there is normative legal documents that act as the source of law, there is the case of regulations referring to standards.The second key word, “standard”, should be interpreted as the “standard” in the context of standardization. It refers to “the technical requirements that need to be unified in the fields of agriculture, industry, services and social services and others”. A standard in the sense of standardization is a document developed by a standardization body “in accordance with prescribed procedures and by consensus, which provides rules, guidelines or characteristics for common use and reuse for various activities or their results”. According to the Standardization Law, Chinese standard system includes national standards (mandatory national standards, recommended national standards), industry standards, local standards and group standards, enterprise standards. In the Chinese legislative practice, standards referred by regulations includes Chinese standards, and, under certain circumstances (mainly referring to product imports), also includes international standards and foreign standards.The third key word, “reference”, in the standardization theory, refers to the term “by referring to another document number or document content number in the document, so that the content of the document referred to constitute the content of the document referred to it”. Once the standard is referred by other documents, the implementation (application) of the document referring to the standard also means that the referred standard indirectly to be implemented (applied), so the reference to standard is an indirect way of the implementation (application) of the standard. Standards can be referred by another standard and by a regulation, the latter is the “reference of regulations to standards”. When a standard is referred in a regulation, compliance with the standard constitutes a legal obligation. This means that the standard is incorporated into the system of law. It has the national coercive force to ensure its implementation of the standard. Enforcement of standards by the state is a powerful way of implementing standards. The ways of Regulations referring to standards includes direct reference (can be divided into “dated reference” and “undated reference”) and indirect reference. The provision “Mandatory standards must be implemented” stipulated in Standardization Law shows no essential difference to the general expression of referring to standard in the regulation. They all express the same meaning, that is, the standard referred in the regulation should be complied, namely, the compliance with the standard referred in the regulation is a legal obligation. Therefore, mandatory standard is also a situation of “reference of regulations to standards”.
Key wordsregulations    standards    reference    interpretation theory   
收稿日期: 2022-11-14     
基金资助:国家社科基金重大项目(21&ZD192)
作者简介: 柳经纬(https://orcid.org/0000-0002-4390-3483),男,闽江学院法学院教授,中国政法大学教授,博士生导师,主要从事民商法、标准与法治问题、技术法规研究;
引用本文:   
柳经纬. “法规引用标准”解释论[J]. 浙江大学学报(人文社会科学版), 2024, 54(5): 59-70. Liu Jingwei. An Explanation of the "Reference of Regulations to Standards": Centered on Keywords. JOURNAL OF ZHEJIANG UNIVERSITY, 2024, 54(5): 59-70.
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https://www.zjujournals.com/soc/CN/10.3785/j.issn.1008-942X.CN33-6000/C.2022.11.148     或     https://www.zjujournals.com/soc/CN/Y2024/V54/I5/59
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